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Capital Markets Authority
Results: 196

#	Item
101	Alberta Capital Finance Authority ALBERTA CAPITAL FINANCE AUTHORITY Financial Statements Year Ended December 31, 2012 Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2013-06-27 11:50:50 Financial markets United States housing bubble Debt Interest rate swap Financial instrument Currency swap Interest Balance sheet Swap Finance Financial economics Economics
102	Statement of Albert R. Counselman, CPCU, President & CEO, Riggs, Counselman, Michaels & Downes, Inc. Before a Hearing of the House Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored E Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 United States federal banking legislation Finance Institutional investors Insurance broker Financial Industry Regulatory Authority Insurance Gramm–Leach–Bliley Act U.S. Securities and Exchange Commission Financial regulation Financial institutions Investment Financial economics
103	Prepared, not delivered Opening Statement Chairman Michael G. Oxley Committee on Financial Services Subcommittee on Capital Markets, Insurance Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Financial regulation Self-regulatory organizations Financial services Financial markets U.S. Securities and Exchange Commission NASDAQ Broker-dealer Financial Industry Regulatory Authority Financial economics United States securities law Financial system
104	Contemporary Architecture In Milan, Italy Add to Reading List Source URL: www.c-ebs.org. Language: English - Date: 2014-06-03 10:05:34 Financial economics Bank regulation Financial risk European Banking Authority European Insurance and Occupational Pensions Authority Capital Requirements Directive European Securities and Markets Authority Basel III Basel Committee on Banking Supervision Financial regulation European Union Systemic risk
105	Division of Trading and Markets No-Action Letter: Financial Industry Regulatory Authority, Re: Broker-Dealers Holding Cash in a Reserve Account at a Non-Affiliated U.S. Branch of a Foreign Bank under Rule 15c3-3 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-02-27 12:07:47 Financial markets Financial services Primary dealers Broker-dealer Fixed income market U.S. Securities and Exchange Commission Bank UBS Net capital rule Financial economics Investment Finance
106	EUROPEAN BANKING AUTHORITY SUMMARY OF THE ANNUAL REPORT 2013 Europe Direct is a service to help you find answers to your questions Add to Reading List Source URL: www.c-ebs.org. Language: English - Date: 2014-08-25 04:38:20 Financial economics Europe European Banking Authority Bank regulation Financial risk Basel II Bank European Securities and Markets Authority Capital Requirements Directive European Union Financial regulation Systemic risk
107	Development of Capital Markets and its Institutions in Estonia Alar Kein This work was supported by the NATO Democratic Institutions Fellowship Grant 1 Add to Reading List Source URL: www.nato.int Language: English - Date: 1999-02-23 05:08:46 Capital market Securities market Financial regulation Economy of Bosnia and Herzegovina Canadian securities regulation Capital Market Authority Financial economics Finance Business
108	\\jciprod01\productn\R\RGL\12-1\RGL102.txt unknown Seq: 1 Add to Reading List Source URL: rjglb.richmond.edu Language: English - Date: 2013-04-22 09:49:08 Government Securities Commission Economics Financial system Financial Services Board Netherlands Authority for the Financial Markets Credit rating agency U.S. Securities and Exchange Commission Capital market Financial regulation International finance institutions International Organization of Securities Commissions
109	Financial Conduct Authority Consultation Paper CP13/12 Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2014-08-15 17:47:02** United Kingdom Law Financial regulation European Union law Investment Capital Requirements Directive Markets in Financial Instruments Directive Undertakings for Collective Investment in Transferable Securities Directives Prudential Regulation Authority European Union directives Economy of the United Kingdom Financial economics
110	Remarks by David A. Brown, Q.C. Chair, Ontario Securities Commission At the Standing Committee on Finance and Economic Affairs Legislative Assembly of Ontario Toronto, Ontario Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 18:07:29 Financial regulation Financial markets Securities Commission of New Zealand Securities Commission U.S. Securities and Exchange Commission International Organization of Securities Commissions Financial system Capital market Financial Services Authority Government Canadian law Canadian securities regulation

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